[NASDAQ]ADVA Optical Networking SE: Publication pursuant to §26 sect.1 WpHG (the German Securities Trading Act) with the aim of pan-European distribution
[NASDAQ]ADVA Optical Networking SE: Publication pursuant to §26 sect.1 WpHG (the German Securities Trading Act) with the aim of pan-European distribution
  • By Jung Se-jin (info@koreaittimes.com)
  • 승인 2017.02.02 09:04
  • 댓글 0
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This press release processed and transmitted by Nasdaq Corporate Solutions and re release its original version by the Korea IT Times.

ADVA Optical Networking SE / ADVA Optical Networking SE: Publication pursuant to --26 sector.1 WpHG (the German Securities Trading Act) with the aim of pan-European distribution .

Notification of Major Holdings 

or

 Correction of a notification of Major Holding published on       (date of publication)

 

1. Details of issuer (name, address)

ADVA Optical Networking SE, Märzenquelle 1-3, 98617 Meiningen, Germany

 

2. Reason for notification (multiple reasons possible)

X  Acquisition/disposal of shares with voting rights

    Acquisition/disposal of instruments

    Change of breakdown of voting rights

    Other reason:      

3. Details of person subject to the notification obligation

Name:

Ministry of Finance on behalf of the State of Norway
City and country of registered office (if applicable):

Oslo, Norway
   

 

4. Names of shareholder(s) holding directly 3% or more voting rights, if different from 3.

 

 

5. Date on which threshold was crossed or reached: 30.01.2017

 

6. Total positions
  % of voting rights attached to shares (total of 7.a.) % of voting rights through instruments 
(total of 7.b.1 + 7.b.2)
total of both in % (7.a. + 7.b.) total number of voting rights of issuer
Resulting situation 2.94% 1.14% 4.08% 49,498,934
Previous notification (if applicable) 3.31% 1.09% 4.40%  





7. Notified details of the resulting situation
a. Voting rights attached to shares (Sec.s 21, 22 WpHG)
ISIN absolute in %
direct

(Sec. 21 WpHG)
indirect

(Sec. 22 WpHG)
direct

(Sec. 21 WpHG)
indirect

(Sec. 22 WpHG)
DE0005103006 0 1,456,330 0.00% 2.94%
                  %      %
Total 1,456,330 2.94%

 

b.1. Instruments according to Sec. 25 Abs. 1 Nr. 1 WpHG (please use annex in case of more than 3 instruments)
Type of instrument Expiration or maturity date Exercise or conversion period Voting rights absolute Voting rights in %
Shares on loan (right to recall) N/A at any time 562,000 1.14%
                             %
                             %
    Total 562,000 1.14%

 

b.2 Instruments according to Sec. 25 Abs. 1 Nr. 2 WpHG (please use annex in case of more than 3 instruments)
Type of instrument Expiration or maturity date Exercise or conversion period Cash or physical settlement Voting rights absolute Voting rights in %
          %
                                   %
                                   %
      Total   %

 

8. Information in relation to the person subject to the notification obligation (please tick the applicable box):

 

Person subject to the notification obligation is not controlled and does itself not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer (1.).

 

X Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity (please use annex in case of more than 4 undertakings; in this case please always provide only to BaFin also an organizational chart accompanying your notification):

 
Name % of voting rights
(if at least held 3% or more)
% of voting rights through instruments
(if at least held 5% or more)
Total of both
(if at least held 5% or more)
State of Norway      %      %      %
Norges Bank      %      %      %
           %      %      %
           %      %      %

 

9. In case of proxy voting according to § 22 Abs. 3 WpHG

Date of general meeting:      

Holding position after general meeting:       % (equals       voting rights)


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